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Compliance Advisor III in Plano, TX at Pionear

Date Posted: 3/20/2019

Job Snapshot

Job Description

Job Title:Compliance Advisor III $41.40/HR





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AML Sr. Investigator (L2)

The AML Sr. Investigator supports various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The AML Sr Investigator I will work closely with AML Process Managers to perform other critical functions.

• Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.)
• Review system generated alerts, assess impact to AML processes, conduct research as required, and document results in written format
• Write suspicious activity reports, file CTR’s, address sanctions alerts, and other applicable AML processes in accordance with regulations and time limitations
• Provide feedback on alert rule effectiveness and partner with management and analysts to design new rules
• Provide insight into various commercial banking products and services
• Handle issues as appropriate for advanced investigation and analysis
• Support team supervisors in executing certain responsibilities
• Perform special projects as needed

Job Requirements

Basic Qualifications
• High School Diploma, GED or equivalent certification, or Military experience
• At least 1 year of fraud, investigative, or compliance experience

Preferred Qualifications
• Bachelor's degree in Criminal Justice, or Fraud Prevention, or Homeland Security
• Has an extensive AML background and 2 years’ experience working for financial institutions or law enforcement
• Has performed on a minimum of three AML Remediation Projects over the course of two - three years, and is at or approaching expert level in AML high risk case investigations
• Has conducted sensitive Transaction Monitoring Case and SAR Level investigations across a variety of product lines (Retail, Commercial, Foreign/Domestic Correspondent Banking, Credit Cards, etc.) involving Wire Transactions, Credit Card Transactions/Payments, Checks, Cash, Non-cash Monetary Instruments, Remote Deposit Capture, and Trade Based Money Laundering
• 1 year work experience in Enhanced Due Diligence (EDD)
• 2 years fraud, investigative, or compliance experience

  Pionear is an equal opportuntiy employer