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Junior Financial Advisor in Alpharetta, GA at Pionear

Date Posted: 5/26/2018

Job Snapshot

Job Description

Junior Financial Advisor

Our client is a Charlotte independent comprehensive financial planning and wealth management firms.

As Financial Advisor at our client, you will be able to work with minimal supervision, and a motivated self-starter.

The responsibilities below should not be considered a comprehensive list, but is meant to give an overview of the duties included in this position.


Responsibilities:

  • Prepare financial plans and documents for client meetings
  • Create and manage processes related to technology provided by our custodian
  • Monitor client account activity
  • Build relationships with clients and be available to answer general inquires via phone and email
  • Maintain accurate client documentation via company CRM
  • Execute client trades
  • Review and respond to trade review items
  • Keep up-to-date with financial markets and trends


Job Requirements

Requirements:

  • FINRA Series 7 and 66 OR Series 6 and 63/65
  • 2 years of financial services industry experience
  • B.S./B.A. from an accredited institution
  • Strong relationship management skills that focus on the client and other financial advisors
  • Self-starter who can work independently on a daily basis